8-K
false 0001528396 0001528396 2023-12-19 2023-12-19

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 19, 2023

 

 

Guidewire Software, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-35394   36-4468504

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

970 Park Pl, Suite 200

San Mateo, CA 94403

(Address of principal executive offices, including zip code)

(650) 357-9100

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol

 

Name of each exchange

on which registered

Common Stock, $0.0001 par value   GWRE   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company          

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 


Item 5.07.

Submission of Matters to a Vote of Security Holders.

On December 19, 2023, Guidewire Software, Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). The proposals considered at the Annual Meeting are described in detail in the Company’s 2023 definitive proxy statement filed with the U.S. Securities and Exchange Commission on November 2, 2023, as supplemented on December 1, 2023 (the “Proxy Statement”). Present at the Annual Meeting in person or by proxy were holders of 77,508,094 shares of the Company’s common stock, representing a majority of the Company’s issued and outstanding shares as of October 23, 2023, the record date for the Annual Meeting, and constituting a quorum under the Company’s amended and restated bylaws. The following proposals were voted upon, and the final results with respect to each such proposal are set forth below:

 

  1.

Election of Directors

The stockholders elected the eight persons named below as directors of the Company, each to serve for a one-year term expiring at the 2024 annual meeting of stockholders and until their respective successors are duly elected and qualified. The results of such vote were:

 

   

FOR

 

AGAINST

 

ABSTAIN

 

BROKER NON-VOTES

Marcus S. Ryu

  72,943,332   942,171   10,886   3,611,705

Paul Lavin

  71,103,775   2,765,588   27,026   3,611,705

Mike Rosenbaum

  73,613,547   260,981   21,861   3,611,705

David S. Bauer

  72,827,735   1,038,170   30,484   3,611,705

Margaret Dillon

  70,874,630   2,994,033   27,726   3,611,705

Michael C. Keller

  72,485,380   1,380,166   30,843   3,611,705

Catherine P. Lego

  71,227,326   2,639,490   29,573   3,611,705

Rajani Ramanathan

  72,588,582   1,277,016   30,791   3,611,705

 

  2.

Ratification of Appointment of Independent Registered Public Accounting Firm

The stockholders ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending July 31, 2024. The results of such vote were:

 

FOR

 

AGAINST

 

ABSTAIN

 

BROKER NON-VOTES

76,239,641   1,219,699   48,754   0

 

  3.

Advisory Vote on Compensation of the Company’s Named Executive Officers

The stockholders approved, on an advisory non-binding basis, the compensation of the Company’s named executive officers, as disclosed in the Proxy Statement. The results of such vote were:

 

FOR

 

AGAINST

 

ABSTAIN

 

BROKER NON-VOTES

72,645,071   1,226,014   25,304   3,611,705


  4.

Approval of the Amendment and Restatement of the Guidewire Software, Inc. 2020 Stock Plan to Increase the Total Number of Shares of Common Stock Available for Issuance Under the Stock Plan by 3,800,000

The stockholders approved the amendment and restatement of the Guidewire Software, Inc. 2020 Stock Plan to increase the total number of shares of common stock available for issuance under the stock plan by 3,800,000. The results of such vote were:

 

FOR

 

AGAINST

 

ABSTAIN

 

BROKER NON-VOTES

70,314,431   3,556,524   25,434   3,611,705


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    GUIDEWIRE SOFTWARE, INC.
Date: December 21, 2023    
    By:  

/s/ Winston King

      Winston King
      Chief Administrative Officer, General Counsel and Secretary