FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/24/2012 |
3. Issuer Name and Ticker or Trading Symbol
Guidewire Software, Inc. [ GWRE ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 273,710 | I | Directly owned by USVP VIII(3) |
Common Stock | 2,014 | I | Directly owned by AFF VIII(3) |
Common Stock | 2,566 | I | Directly owned by EP VIII-A(3) |
Common Stock | 1,376 | I | Directly owned by EP VIII-B(3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Convertible Preferred Stock | (1) | (1) | Common Stock | 8,750,236 | (2) | I | Directly owned by USVP VIII(3) |
Series A Convertible Preferred Stock | (1) | (1) | Common Stock | 64,475 | (2) | I | Directly owned by AFF VIII(3) |
Series A Convertible Preferred Stock | (1) | (1) | Common Stock | 81,976 | (2) | I | Directly owned by EP VIII-A(3) |
Series A Convertible Preferred Stock | (1) | (1) | Common Stock | 43,981 | (2) | I | Directly owned by EP VIII-B(3) |
Series B Convertible Preferred Stock | (1) | (1) | Common Stock | 1,882,117 | (2) | I | Directly owned by USVP VIII(3) |
Series B Convertible Preferred Stock | (1) | (1) | Common Stock | 13,868 | (2) | I | Directly owned by AFF VIII(3) |
Series B Convertible Preferred Stock | (1) | (1) | Common Stock | 17,632 | (2) | I | Directly owned by EP VIII-A(3) |
Series B Convertible Preferred Stock | (1) | (1) | Common Stock | 9,460 | (2) | I | Directly owned by EP VIII-B(3) |
Series C Convertible Preferred Stock | (1) | (1) | Common Stock | 972,110 | (2) | I | Directly owned by USVP VIII(3) |
Series C Convertible Preferred Stock | (1) | (1) | Common Stock | 7,163 | (2) | I | Directly owned by AFF VIII(3) |
Series C Convertible Preferred Stock | (1) | (1) | Common Stock | 9,107 | (2) | I | Directly owned by EP VIII-A(3) |
Series C Convertible Preferred Stock | (1) | (1) | Common Stock | 4,886 | (2) | I | Directly owned by EP VIII-B(3) |
Explanation of Responses: |
1. The Series A, Series B, and Series C Convertible Preferred Stock is convertible into Common Stock on a one for one basis at any time at the holder's election, and automatically upon the closing of the Issuer's initial public offering, and has no expiration date. |
2. Not Applicable |
3. The reported securities are owned directly by each of U.S. Venture Partners VIII, L.P. ("USVP VIII"), USVP VIII Affiliates Fund, L.P. ("AFF VIII"), USVP Entrepreneur Partners VIII-A, L.P. ("EP VIII-A") and USVP Entrepreneur Partners VIII-B, L.P. ("EP VIII-B" and together with USVP VIII, AFF VIII and EP VIII-A, the "USVP VIII Funds"). Presidio Management Group VIII, L.L.C. ("PMG VIII") is the general partner of each of USVP VIII, AFF VIII, EP VIII-A and EP VIII-B and may be deemed to have sole voting and dispositive power over the shares held by the USVP VIII Funds. PMG VIII and each of Irwin Federman, Winston Fu, Steven M. Krausz, David Liddle, Jonathan D. Root, Christopher Rust, Casey M. Tansey and Philip M. Young, the managing members of PMG VIII who may be deemed to share voting and dispositive power over the reported securities, disclaim beneficial ownership of the reported securities held by the USVP VIII Funds except to the extent of any pecuniary interest therein. |
Remarks: |
Remarks: This report is one of three reports, each on a separate Form 3, but relating to the same transaction being filed by the reporting persons. |
Michael P. Maher - Attorney-in-Fact for the Reporting Person | 01/24/2012 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |